SOC Reports & Ethics Training Day
August 12, 2022
8:30 am – 12:10 pm E.T.
Register
At the end of the session, you will be able to:
System and Organization Control (SOC) Reports
- Identify the different types of SOC reports available in the marketplace
- Discuss what is driving SOC report demand and importance
- Identify what SOC reports address and what they don’t address
- Describe how to read and interpret SOC reports effectively – in laymen’s terms!
- Identify how an organization becomes SOC “certified”
Behavioral Ethics
- Identify key steps in becoming the best ethical version of yourself
- Recognize the distinction between ethical intentions and ethical behaviors
- Recognize the different ethical dimensions related to tangible versus abstract matters
- Describe how behavioral ethics considerations apply to real-world examples
Schedule
8:30 – 8:35 a.m. Welcome, housekeeping, including CPE info on how to obtain GIB credits, Introductions
8:35 – 10:15 a.m. – SOC Reports
Instructed by Craig Allen & Heather Bearfield
System and Organization Control Reports known by most as SOC reports! By the end of this important discussion, you will know what SOC reports are, the reasons why they exist in the first place, and how they can used as a vital tool for managers, auditors, and compliance professionals.
10:15 – 10:30 a.m. – Break
10:30 – 12:10 p.m. – Behavioral Ethics
Instructed by Joy Fisher & Kim Boyle
In this program, we will focus on behavioral ethics, which is a critical part of our decision-making processes and actions, both personally and professionally. We will consider the journey to becoming the best ethical versions of ourselves, including the periodic course corrections that may be needed along the way. We will also explore the ethical aspects of the tangible versus the abstract. Finally, we will discuss real-world examples of unethical behaviors to aid in the consideration of ethical quandaries and the consequences of making unethical decisions.
Who should attend this program: Accounting and business professionals
CPE
Prerequisites: None
Program level: Overview
Advance preparation: None
Delivery method: Group Internet Based
Recommended CPE: 4 credits (2 Credits Auditing (Governmental), 2 Credits
Behavioral Ethics
NASBA Statement
CliftonLarsonAllen LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
CPE Sponsor Policies
For more information regarding CliftonLarsonAllen’s CPE Sponsor policies, contact Elizabeth.spencer@claconnect.com
